Form D is a short filing that companies submit to the SEC after they sell their first securities in an offering under Regulation D. It’s not a full registration, but more of a notice that provides basic details about the company and the offering. Form D typically includes information like the names and addresses of the company’s executives, the size of the offering, and when the first sale took place. If you’re wondering what is Form D or why it matters, it’s an important part of complying with securities laws when raising private capital.

Building Blocks: Form D, SEC Staff’s Compliance and Disclosure Interpretations, Securities Act Forms, Section 130. Form D